Banking and Effective Capital Regulation in Practice A Leadership Perspective.

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Bibliographic Details
Main Author: Velez, Sophia
Format: eBook
Language:English
Published: Milton : Taylor & Francis Group, 2020.
Series:Banking, Money and International Finance Ser.
Subjects:
Online Access:Click for online access
Table of Contents:
  • Cover
  • Half Title
  • Series Information
  • Title Page
  • Copyright Page
  • Dedication
  • Table of contents
  • Tables
  • Figures
  • Preface
  • Acknowledgments
  • About the author
  • Outline of chapters
  • Part 1 Mega banks' practices and their occurrence of significant losses
  • Chapter 1 The unanticipated losses of mega banks and the economic impact
  • Chapter 2 Bank managers' practices and alignment to significant losses, insufficient capital, and increased operational risk
  • Chapter 3 Risky management practices incentivized by principal-agent theory
  • Chapter 4 Risky management practices incentivized by goal theory
  • Chapter 5 Designing a risk management environment using OCEG standards
  • Part 2 Government regulations and redesigning the compliance environment of banks
  • Chapter 6 The passage of the Dodd-Frank Bill (2010) and the effects on banks and the regulatory environment
  • Chapter 7 Risk management efforts to limit excessive risk-taking by banks
  • Chapter 8 Governance-of-banks measures through monetary policy enacted through new regulation
  • Chapter 9 Regulatory compliance requirements of CCAR and DFAST testing of minimum capital ratios
  • Chapter 10 Bank managers' failed efforts to meet CCAR and DFAST testing of minimum capital ratios
  • Part 3 Bank leadership consensus on effective capital regulation practices
  • Chapter 11 Understanding challenges to capital regulation in banks
  • Research question
  • Nature of the study
  • Assumptions
  • Scope and delimitations
  • Limitations
  • Significance of the study
  • Significance to practice
  • Significance to theory
  • Significance to social change
  • Role of the researcher
  • Methodology
  • Participant selection logic
  • Instrumentation
  • Procedures for recruitment, participation, and data collection
  • Data analysis plan
  • Issues of trustworthiness
  • Credibility
  • Transferability
  • Dependability
  • Confirmability
  • Ethical procedures
  • Pilot study
  • Research setting
  • Demographics
  • Data collection
  • Recruitment
  • Participant overview
  • Location, frequency, and duration of data collection
  • Data-recording procedures
  • Variations in data collection
  • Unusual circumstances in data collection
  • Data analysis
  • Round 1: analysis of responses and feedback material
  • Round 2: analysis of responses
  • Round 3: rating
  • Chapter 12 Risk appetite, capital structure, stress test, and governance
  • Effective governance practices towards capital regulation reduction of losses
  • Round 2: analysis of responses
  • Round 3: rating
  • Governance practice statements that failed to satisfy consensus threshold
  • Statements that satisfied the consensus threshold
  • Chapter 13 Risk identification, communication, and responsibilities as effective practices
  • Effective risk management practices towards capital regulation reduction of losses
  • Round 2: analysis of responses