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230624s2023 enk o 001 0 eng d |
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|a EBLCP
|b eng
|e rda
|c EBLCP
|d STBDS
|d OCLCF
|d YDX
|d OH1
|d DXU
|d OCLCQ
|d OCLCO
|d OCLCL
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|a 1351893501
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|a 9780198876762
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|a 0198876769
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|a 0191987980
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|a 9780191987984
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|a 9780198876755
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|a 0198876750
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|z 9780198876748
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|a (OCoLC)1379459140
|z (OCoLC)1351893501
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|a K1066
|b .S38 2023
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|a HCDD
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| 100 |
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|a Schürger, Jonas,
|e author.
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|a Equivalence and substituted compliance in financial markets law /
|c Jonas Schürger.
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|a Oxford :
|b Oxford University Press,
|c 2023.
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| 300 |
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|a 1 online resource (401 p.)
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| 336 |
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|a text
|b txt
|2 rdacontent
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|a computer
|b c
|2 rdamedia
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|a online resource
|b cr
|2 rdacarrier
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| 500 |
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|a Description based upon print version of record.
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|a Equivalence and Substituted Compliance in Financial Markets Law provides in-depth analysis of deference in the EU, Switzerland, and the US legal frameworks. It examines equivalence mechanisms in these jurisdictions from a comparative, economic, and constitutional perspective, discussing questions of national law, EU law, and world trade law.
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|a Includes bibliographical references and index.
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|a Cover -- Equivalence and Substituted Compliance in Financial Markets Law -- Copyright -- Dedication -- Contents -- Detailed Contents -- Table of Cases -- Table of Legislation -- Table of Policy Documents -- List of Abbreviations -- 1. Access to EU Financial Markets: Equivalence as a New Approach -- A) Introduction: Fragmentary legislation without a uniform concept -- I. Globalized financial markets without 'globalized law' -- II. Course of the investigation -- 1. An introduction to history, scope of application, and process of equivalence in the EU
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|a 2. A closer look at key requirements, decision-making, and legal consequences of equivalence in the EU -- 3. A more liberal approach to market access in Switzerland -- 4. Substituted compliance in the US: Different terminology, but same concept? -- 5. A look into the crystal ball -- III. Approach of this book -- B) Access to EU financial markets -- I. How does access to EU financial markets work? -- 1. Access inside the European Economic Area: Passporting -- 2. Access for third country financial service providers -- II. Access through equivalence: A new approach
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|a C) Equivalence in the EU: History, scope of application, and process -- I. Where does equivalence come from? History and related concepts -- 1. Mutual recognition and the creation of a single capital market in the EU: A model for third country regimes? -- 2. Recognition in world trade law -- 3. Recognition in data protection law: Adequacy decision -- 4. The early regulation of cross-border banking -- 5. Development of equivalence in financial markets law -- II. Where can equivalence be found? An overview -- 1. Disclosure obligations under capital markets law -- 2. Gatekeepers and benchmarks
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|a 3. Financial intermediaries -- 4. Trading venues and financial market infrastructures -- 5. Exemptions for central banks and public bodies of third countries -- 6. Legislative system behind the fragmented picture -- III. How does equivalence work? Investigating the process -- 1. One-step process -- 2. Two-step process involving ESAs -- 3. Two-step process involving NCAs -- 2. Equivalence in the EU: Key Requirements, Equivalence Decision, and Legal Consequences -- A) Is equivalence a uniform concept or just a catchphrase? Similarities and differences between the 40 mechanisms
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|a I. Key requirements -- 1. Equivalence decision -- 2. Home country authorization and supervision of service providers -- 3. Cooperation agreements -- 4. Reciprocity -- 5. Conformity with international standards -- 6. Systemic importance -- II. Special features of selected equivalence regimes -- III. Conclusion -- 1. Equivalence as a uniform concept -- 2. Consequences for the interpretation of single equivalence provisions -- B) Equivalence decision as the crucial point -- I. Pivotal question: What is meant by equivalence and how can it be determined? -- 1. Meaning of equivalence
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| 650 |
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|a Financial services industry
|x Law and legislation.
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| 650 |
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|a Financial services industry
|x Law and legislation
|z European Union countries.
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| 650 |
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0 |
|a Financial services industry
|x Law and legislation
|z Switzerland.
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| 650 |
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|a Financial services industry
|x Law and legislation
|z United States.
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| 650 |
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|a International finance
|x Law and legislation.
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| 650 |
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7 |
|a Financial services industry
|x Law and legislation
|2 fast
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| 650 |
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7 |
|a International finance
|x Law and legislation
|2 fast
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| 651 |
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7 |
|a European Union countries
|2 fast
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| 651 |
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7 |
|a Switzerland
|2 fast
|1 https://id.oclc.org/worldcat/entity/E39QbtfRmBCgpQrWH3VGcB88Pp
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| 651 |
|
7 |
|a United States
|2 fast
|1 https://id.oclc.org/worldcat/entity/E39PBJtxgQXMWqmjMjjwXRHgrq
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| 650 |
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|a Laws of specific jurisdictions & specific areas of law.
|2 thema
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| 650 |
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|a Law.
|2 ukslc
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| 776 |
0 |
8 |
|i Print version:
|a Schürger, Jonas
|t Equivalence and Substituted Compliance in Financial Markets Law
|d Oxford : Oxford University Press, Incorporated,c2023
|z 9780198876748
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| 856 |
4 |
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|u https://holycross.idm.oclc.org/login?auth=cas&url=https://academic.oup.com/book/46461
|y Click for online access
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|a OUP-SOEBA
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|a 92
|b HCD
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